Broker/Dealers

Broker Dealer

Weiser renders extensive services to brokers/dealers, which include:

  • Auditing
  • Consulting
  • Compliance
  • Net capital issues
  • Entity choices
  • Tax structure
  • Domicile choice
  • Valuation services
  • Start up considerations
  • Profit and loss analyses
  • Growth planning
  • AML reviews

Related Services

Accounting, Auditing, and Assurance

Weiser brings to each assignment time-tested, rigorous, and cost-effective methods and procedures.

Internal Audit and Risk Management

Weiser provides internal audit services with a broad range of risk management & advisory services plus an integrated information technology solution.

Tax Planning and Compliance

As your tax and business advisor, Weiser provides guidance as to Federal, State, local, and international tax laws and regulations.

Transaction Services

Looking for experts? Weiser fits the bill, experienced in all areas of litigation support, lenders services, workouts, fraud investigations, and more.

Featured Weiser Experts