Broker/Dealers

WeiserMazars renders extensive services to brokers/dealers, which include:

  • Auditing
  • Consulting
  • Compliance
  • Net capital issues
  • Entity choices
  • Tax structure
  • Domicile choice
  • Valuation services
  • Start up considerations
  • Profit and loss analyses
  • Growth planning
  • AML reviews

Related Services

Accounting, Auditing, and Assurance

WeiserMazars brings to each assignment time-tested, rigorous, and cost-effective methods and procedures.

Internal Audit and Risk Management

We provide internal audit services with a broad range of risk management & advisory services plus an integrated information technology solution.

Tax Planning and Compliance

As your tax and business advisor, WeiserMazars provides guidance as to Federal, State, local, and international tax laws and regulations.

Transaction Services

Looking for experts? WeiserMazars is experienced in all areas of litigation support, lenders services, workouts, fraud investigations, and more.

Featured WeiserMazars Experts